| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | |
| Ubs Americas Inc. | Parent | 10/16/2003 | 6/29/2007 |
| Ubs (Usa) Inc. | Parent | 11/24/1997 | 10/15/2003 |
| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | |
| Ubs Americas Inc. | Parent | 10/16/2003 | 6/29/2007 |
| Ubs (Usa) Inc. | Parent | 11/24/1997 | 10/15/2003 |