Relationships	Role	Relationship Start	Relationship End
Rbc Capital Markets, Llc	Parent	6/30/2007	10/28/2009
Rbc Capital Markets, Llc	Parent	3/11/2002	6/29/2007
Tucker Anthony Incorporated	Parent	10/31/2001	3/10/2002
Rbc Dain Rauscher Of New York, Inc.	Subsidary	6/30/2007	10/28/2009
Rbc Dain Rauscher Of New York, Inc.	Subsidary	10/31/2001	6/29/2007
Tucker Anthony Insurance Agency Of Maine, Inc.	Subsidary	10/31/2001	10/14/2004
Tucker Anthony Insurance Agency Of New Hampshire, Inc.	Subsidary	10/31/2001	11/1/2001