| Relationships | Role | Relationship Start | Relationship End |
| Hsbc Usa Inc. | Parent | 6/30/2007 | |
| Hsbc Usa Inc. | Parent | 12/31/1999 | 6/29/2007 |
| Republic New York Corporation | Parent | 5/27/1981 | 12/30/1999 |
| Hsbc Alternative Investments (Guernsey) Limited | Subsidary | 6/30/2007 | 7/29/2014 |
| Hsbc Alternative Investments (Guernsey) Limited | Subsidary | 10/25/2004 | 6/29/2007 |
| Marceau Investissement S.A. | Subsidary | 12/31/1988 | 10/1/1991 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Delaware Securities Processing Corp. | Seller | Discontinued | 6/23/2011 |