| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 11/3/2000 | 4/15/2002 |
| P.W. Exe L.P. | Subsidary | 11/3/2000 | 8/31/2001 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Kidder, Peabody & Co. Incorporated (Usa) | Buyer | Discontinued | 4/16/2002 |