| Relationships | Role | Relationship Start | Relationship End |
| Northeast Securities Corporation | Parent | 6/30/2007 | 4/7/2016 |
| Northeast Securities Corporation | Parent | 9/29/2004 | 6/29/2007 |
| Relationships | Role | Relationship Start | Relationship End |
| Northeast Securities Corporation | Parent | 6/30/2007 | 4/7/2016 |
| Northeast Securities Corporation | Parent | 9/29/2004 | 6/29/2007 |