| Relationships | Role | Relationship Start | Relationship End |
| Pennrock Financial Services Corp. | Parent | 3/16/2001 | 5/1/2004 |
| National Financial Advisors, Inc | Subsidary | 3/16/2001 | 5/1/2004 |
| National Shareholders Services Inc | Subsidary | 3/16/2001 | 5/1/2004 |
| National Actuarial Consultants, Ltd | Subsidary | 3/16/2001 | 5/1/2004 |
| Nfa Brokerage Securities | Subsidary | 3/16/2001 | 2/25/2004 |