| Relationships | Role | Relationship Start | Relationship End |
| Mufg Americas Holdings Corporation | Parent | 7/1/2016 | |
| Mitsubishi Ufj Securities Holdings Co., Ltd. | Parent | 6/30/2007 | 6/30/2016 |
| Mitsubishi Ufj Securities Holdings Co., Ltd. | Parent | 7/1/2003 | 6/29/2007 |
| Bank Of Tokyo-Mitsubishi Ufj, Ltd., The | Parent | 4/1/1996 | 6/30/2003 |
| Bank Of Tokyo, Ltd., The | Parent | 12/8/1988 | 3/31/1996 |
| Mufg Securities (Canada), Ltd. | Subsidary | 7/1/2016 | |
| Mufg Securities (Canada), Ltd. | Subsidary | 9/30/2015 | 6/30/2016 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Mitsubishi Securities (Usa), Inc. | Seller | Discontinued | 4/1/1996 | ||
| Bot (Latin America), Inc. | Seller | Discontinued | 3/1/1995 | ||
| Bot Securities, Inc. | Seller | Discontinued | 4/1/1993 |