| Relationships | Role | Relationship Start | Relationship End |
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Parent | 1/1/2009 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Merrill Lynch Insurance Group, Inc. | Seller | Discontinued | 3/5/2013 | ||
| Advest Insurance Agency, Inc. | Seller | Discontinued | 2/26/2009 |