Relationships Role Relationship Start Relationship End
J.P. Morgan Broker-Dealer Holdings Inc. Parent 9/1/2010
Jpmorgan Chase & Co. Parent 10/1/2008 8/31/2010
Jpmorgan Securities Holdings Llc Parent 6/30/2007 9/30/2008
Jpmorgan Securities Holdings Llc Parent 12/31/2001 6/29/2007
Jpmorgan Securities Holdings Llc Parent 5/1/2001 12/30/2001
Jpmorgan Chase & Co. Parent 5/1/2001 12/30/2001
Hambrecht & Quist California Parent 2/1/2000 12/30/2001
Jpmorgan Chase & Co. Parent 2/1/2000 4/30/2001
Jpmorgan Chase & Co. Parent 11/13/1986 1/31/2000
J.P. Morgan Clearing Corp. Subsidary 10/1/2008
Eastward Capital Partners Iv Gp, L.P. Subsidary 10/1/2008
Eastward Capital Partners Iv, L.P. Subsidary 10/1/2008
J.P. Morgan Putters/Drivers, Series 4043 Trust Subsidary 2/1/2012
J.P. Morgan Putters/Drivers Trust, Series 3172 Subsidary 9/1/2010
J.P. Morgan Putters/Drivers Trust, Series 3344 Subsidary 9/1/2010
J.P. Morgan Putters/Drivers Trust, Series 3367 Subsidary 9/1/2010
J.P. Morgan Putters/Drivers Trust, Series 3379 Subsidary 9/1/2010
J.P. Morgan Putters/Drivers Trust, Series 3461 Subsidary 9/1/2010
J.P. Morgan Putters/Drivers Trust, Series 3477 Subsidary 9/1/2010
J.P. Morgan Putters/Drivers Trust, Series 3550 Subsidary 9/1/2010
J.P. Morgan Putters/Drivers, Series 5002 Trust Subsidary 9/17/2015
J.P. Morgan Putters/Drivers, Series 5001 Trust Subsidary 6/18/2015
Seasonal Commodity Spreads Portfolio Llc Subsidary 8/3/2015
J.P. Morgan Prime Inc. Subsidary 4/29/2016
J.P. Morgan Putters/Drivers, Series 3464 Trust Subsidary 9/1/2010 4/28/2016
J.P. Morgan Putters/Drivers, Series 3162 Trust Subsidary 9/1/2010 4/28/2016
J.P. Morgan Putters/Drivers, Series 3170 Trust Subsidary 9/1/2010 4/28/2016
J.P. Morgan Putters/Drivers, Series 3163 Trust Subsidary 9/1/2010 4/28/2016
J.P. Morgan Putters/Drivers Trust, Series 3330 Subsidary 9/1/2010 2/25/2016
J.P. Morgan Putters/Drivers Trust, Series 3331 Subsidary 9/1/2010 2/25/2016
J.P. Morgan Putters/Drivers Trust, Series 3383 Subsidary 9/1/2010 2/25/2016
J.P. Morgan Putters/Drivers Trust, Series 3546 Subsidary 9/1/2010 2/25/2016
J.P. Morgan Putters/Drivers Trust, Series 3560 Subsidary 9/1/2010 2/25/2016
J.P. Morgan Putters/Drivers Trust, Series 2750 Subsidary 9/1/2010 12/10/2015
J.P. Morgan Putters/Drivers, Series 5000 Trust Subsidary 6/4/2015 12/10/2015
J.P. Morgan Putters/Drivers, Series 4481 Trust Subsidary 10/2/2014 6/25/2015
J.P. Morgan Putters Drivers Series 4486 Trust Subsidary 12/4/2014 6/25/2015
J.P. Morgan Putters Drivers Series 4488 Trust Subsidary 12/18/2014 6/25/2015
J.P. Morgan Putters/Drivers, Series 4467 Trust Subsidary 7/31/2014 5/31/2015
J.P. Morgan Taxable Putters/Taxable Drivers, Series T0021 Trust Subsidary 2/23/2013 3/31/2015
J.P. Morgan Putters/Drivers, Series 4484 Trust Subsidary 11/20/2014 3/31/2015
J.P. Morgan Putters Drivers Series 4487 Trust Subsidary 12/11/2014 3/31/2015
J.P. Morgan Putters/Drivers, Series 4324 Trust Subsidary 6/6/2013 11/24/2014
J.P. Morgan Putters/Drivers, Series 4433 Trust Subsidary 2/6/2014 9/26/2014
J.P. Morgan Putters/Drivers, Series 3901 Trust Subsidary 4/28/2011 9/1/2014
Chx Holdings, Inc. Subsidary 2/1/2011 8/15/2014
J.P. Morgan Putters/Drivers, Series 4391 Trust Subsidary 9/5/2013 3/3/2014
Currencyshares British Pound Sterling Trust Subsidary 6/12/2013 11/18/2013
Hayground Cove Low Beta Fund Lp Subsidary 10/1/2008 9/26/2011
Ascendant Structured Credit Opportunity Fund Llc Subsidary 10/1/2008 3/1/2011
Bluefin Investors, Lp Subsidary 10/1/2008 9/30/2010
Right Wall Capital Fund, Lp Subsidary 10/1/2008 8/2/2010
Right Wall Capital Offshore Master Fund Ltd. Subsidary 10/1/2008 8/2/2010
Bsc Securities Corp. Subsidary 10/1/2008 6/22/2010
Rlr Focus Intermediate Fund Lp Subsidary 10/1/2008 6/1/2010
Zeecro, Inc. Subsidary 3/7/2007 12/31/2009
Bear Stearns Investment Partnership 1987-Ii Subsidary 10/1/2008 12/31/2009
Bear Stearns Merchant Manager Ii, Llc Subsidary 10/1/2008 12/31/2009
Jdh Management Llc Subsidary 10/1/2008 12/31/2009
Bluefin Investors Offshore Fund Subsidary 10/1/2008 9/24/2009
Raisin Capital Management Llc Subsidary 10/1/2008 8/5/2009
Bear, Stearns Benefits Planning Group Inc. Subsidary 10/1/2008 7/1/2009
Mosaique Capital Management, Llc Subsidary 10/1/2008 6/19/2009
Camilla Asset Management, Lp Subsidary 10/1/2008 6/5/2009
Institutional Direct Inc. Subsidary 10/1/2008 11/19/2008
Bear Stearns Companies Llc, The Subsidary 4/8/2008 5/29/2008
Lewco Securities Corp. Subsidary 2/1/2000 1/3/2001
Acquisitions & Mergers Role Assets Acct Method Type Transaction Date
Chase Investment Services Corp. Seller Discontinued 10/1/2012
J.P. Morgan Futures Inc. Seller Discontinued 6/1/2011
Bear, Stearns & Co. Inc. Seller Discontinued 10/1/2008
Banc One Capital Markets, Inc. Seller Discontinued 8/1/2004
J.P. Morgan Securities Of Texas, Inc. Seller Discontinued 11/14/2003
J.P. Morgan Securities Inc. Seller Discontinued 5/1/2001
Hambrecht & Quist, Llc Seller Discontinued 1/31/2000
Chase Securities, Inc. Seller Discontinued 4/1/1996
Manufacturers Hanover Securities Corporation Seller Discontinued 12/31/1991