| Relationships | Role | Relationship Start | Relationship End |
| Ctfa Holdings, Llc | Parent | 4/1/1999 | 6/14/2002 |
| Captrust Financial Advisors, Llc | Subsidary | 4/1/1999 | 6/14/2002 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wachovia Securities Financial Network, Inc | Buyer | Discontinued | 6/15/2002 |