Relationships	Role	Relationship Start	Relationship End
Hsbc Bank Usa	Parent	6/30/2007
Hsbc Bank Usa	Parent	2/23/2000	6/29/2007
Hsbc Usa Inc.	Parent	12/31/1999	2/22/2000
Hsbc Investment Bank Holdings B.V.	Parent	12/31/1996	12/30/1999
Hsbc Holdings B.V.	Parent	12/30/1995	12/30/1996
Hsbc Usa Inc.	Parent	12/12/1992	12/29/1995
Hsbc Usa Inc.	Parent	8/8/1991	12/11/1992
Wardley Investment Services (U.S.A.), Inc.	Parent	7/2/1990	12/11/1992
Marine Midland Holdings, Inc.	Parent	7/2/1990	8/7/1991
Marine Midland Holdings, Inc.	Parent	1/29/1986	7/1/1990
Atlantic Advisors, Llc, The	Subsidary	6/1/2005	12/28/2005

Acquisitions & Mergers	Role	Assets	Acct Method	Type	Transaction Date
Halbis Capital Management (Usa) Inc.	Seller			Discontinued	1/5/2011
Atlantic Advisors, Llc, The	Seller			Discontinued	12/29/2005