| Relationships | Role | Relationship Start | Relationship End |
| Hilltop Securities Holdings, Llc | Parent | 1/1/2015 | |
| Sws Group, Inc. | Parent | 7/21/2011 | 12/31/2014 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| First Southwest Company, Llc | Seller | Discontinued | 1/22/2016 |