| Relationships | Role | Relationship Start | Relationship End |
| Jpmorgan Chase & Co. | Parent | 10/1/2007 | 12/20/2007 |
| J.P. Morgan Broker-Dealer Holdings Inc. | Parent | 4/26/2006 | 9/30/2007 |
| Jpmorgan Chase & Co. | Parent | 12/19/2001 | 4/25/2006 |
| J.P. Morgan Broker-Dealer Holdings Inc. | Parent | 12/9/1999 | 12/18/2001 |
| Hambrecht & Quist California | Subsidary | 6/30/2007 | 12/20/2007 |
| Hambrecht & Quist California | Subsidary | 12/9/1999 | 6/29/2007 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Jpmorgan Chase & Co. | Buyer | Discontinued | 12/21/2007 | ||
| Bridge Acquisition Corporation | Seller | Discontinued | 12/10/1999 |