| Relationships | Role | Relationship Start | Relationship End |
| Nb Holdings Corporation | Parent | 10/1/2013 | 2/28/2014 |
| Merrill Lynch & Co., Inc. | Parent | 4/27/2012 | 9/30/2013 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Merrill Lynch Fiduciary Services, Inc. | Seller | Discontinued | 6/4/2012 | ||
| Hq North Company Inc. | Seller | Discontinued | 4/27/2012 |