| Relationships | Role | Relationship Start | Relationship End |
| Convergex Holdings, Llc | Parent | 6/30/2007 | 4/4/2013 |
| Convergex Holdings, Llc | Parent | 10/2/2006 | 6/29/2007 |
| Convergex Group, Llc | Subsidary | 10/2/2006 | 4/3/2013 |
| Relationships | Role | Relationship Start | Relationship End |
| Convergex Holdings, Llc | Parent | 6/30/2007 | 4/4/2013 |
| Convergex Holdings, Llc | Parent | 10/2/2006 | 6/29/2007 |
| Convergex Group, Llc | Subsidary | 10/2/2006 | 4/3/2013 |