| Relationships | Role | Relationship Start | Relationship End |
| Bac North America Holding Company | Parent | 3/1/2015 | 3/31/2015 |
| Nb Holdings Corporation | Parent | 1/1/2015 | 2/28/2015 |
| Princeton Retirement Group, Inc., The | Parent | 1/1/2009 | 12/31/2014 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Buyer | Discontinued | 4/1/2015 |