| Relationships | Role | Relationship Start | Relationship End |
| Charles Schwab Corporation, The | Parent | 8/25/2000 | 7/19/2001 |
| Charles Schwab Corporation, The | Parent | 6/1/2000 | 8/24/2000 |
| Epoch Securities, Inc. | Subsidary | 6/1/2000 | 7/19/2001 |
| Relationships | Role | Relationship Start | Relationship End |
| Charles Schwab Corporation, The | Parent | 8/25/2000 | 7/19/2001 |
| Charles Schwab Corporation, The | Parent | 6/1/2000 | 8/24/2000 |
| Epoch Securities, Inc. | Subsidary | 6/1/2000 | 7/19/2001 |