| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 12/31/2008 |
| Ubs Americas Inc. | Parent | 1/1/2004 | 6/29/2007 |
| Decision Services, Incorporated | Parent | 11/3/2000 | 12/31/2003 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Ubs Asset Management (Americas) Inc. | Buyer | Discontinued | 1/1/2009 |