| Relationships | Role | Relationship Start | Relationship End |
| Dresdner Kleinwort Holdings Ii, Inc. | Parent | 6/24/2003 | 6/27/2008 |
| Dresdner Kleinwort Stripes Llc | Parent | 6/27/2008 | 6/27/2008 |
| Dresdner Kleinwort Holdings Iii, Inc. | Parent | 6/24/2003 | 6/26/2008 |
| Dresdner Kleinwort Holdings Ii, Inc. | Parent | 6/23/2003 | 6/23/2003 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Dresdner Kleinwort Wasserstein, Inc. | Seller | Discontinued | 6/23/2003 |