Relationships Role Relationship Start Relationship End
Commerzbank Aktiengesellschaft Parent 1/12/2009 5/11/2009
Allianz Finanzbeteiligungs Gmbh Parent 7/19/2007 1/11/2009
Allianz Lebenversicherungs Aktiengesellschaft Parent 5/21/2001 1/11/2009
Az-Asopos Vermogensverwaltungsgesellschaft Ohg Parent 7/19/2007 1/11/2009
Allianz Finanzbeteiligungs Gmbh Parent 5/21/2001 7/18/2007
Az-Asopos Vermogensverwaltungsgesellschaft Ohg Parent 5/21/2001 7/18/2007
Dresdner Kleinwort Limited Subsidary 6/30/2007 5/11/2009
Dresdner U.S. Finance Inc. Subsidary 6/30/2007 5/11/2009
Dresdner Kleinwort Services Llc Subsidary 12/31/1996 5/11/2009
Dresdner Kleinwort Equipment Llc Subsidary 12/31/1996 5/11/2009
Commerz Markets Llc Subsidary 9/1/1996 5/11/2009
Dkna Phoenix Llc Subsidary 6/6/1997 5/11/2009
Dresdner Capital Llc I Subsidary 5/26/1999 5/11/2009
Dresdner Capital Llc Ii Subsidary 5/26/1999 5/11/2009
Dresdner Capital Llc Iii Subsidary 2/1/2001 5/11/2009
Dresdner Capital Llc Iv Subsidary 2/1/2001 5/11/2009
Dresdner Kleinwort Holdings, Llc Subsidary 6/20/2003 5/11/2009
Dresdner Kleinwort Pfandbriefe Investments, Inc. Subsidary 6/30/2007 5/11/2009
Chess Finance Llc Subsidary 6/6/2006 5/11/2009
Dresdner Kleinwort Capital Inc. Subsidary 6/30/2007 5/11/2009
Dresdner Kleinwort Pfandbriefe Investments Ii, Inc. Subsidary 6/30/2007 5/11/2009
Dresdner Kleinwort Moon Llc Subsidary 6/30/2008 5/11/2009
Dresdner Advisors Llc Subsidary 3/24/2004 4/14/2009
Zenon Beteiligungs-Gmbh Subsidary 6/30/2007 10/4/2008
Dresdner Kleinwort Luminary Inc. Subsidary 6/26/2008 6/29/2008
Dresdner Kleinwort Holdings Iii, Inc. Subsidary 6/24/2003 6/27/2008
Dresdner Kleinwort Benson North America Inc. Subsidary 6/30/2007 1/7/2008
Dresdner Kleinwort Trading Holdings, Llc Subsidary 10/19/2005 10/31/2007
Dresdner Kleinwort Limited Subsidary 6/11/2007 6/29/2007
Dresdner U.S. Finance Inc. Subsidary 10/13/1983 6/29/2007
Zenon Beteiligungs-Gmbh Subsidary 8/7/1995 6/29/2007
Dresdner Kleinwort Benson North America Inc. Subsidary 9/12/1994 6/29/2007
Dresdner Kleinwort Pfandbriefe Investments, Inc. Subsidary 10/8/2004 6/29/2007
Dresdner Kleinwort Capital Inc. Subsidary 6/6/2006 6/29/2007
Dresdner Kleinwort Pfandbriefe Investments Ii, Inc. Subsidary 1/5/2007 6/29/2007
Bishop Finance Inc. Subsidary 6/7/2006 6/7/2006
Dresdner Kleinwort Holdings Inc. Subsidary 5/28/2004 6/6/2006
Dresdner Bank Lateinamerika Aktiengesellschaft Subsidary 10/1/1981 5/31/2006
Genujo Sechste Beteiligungs Gmbh Subsidary 1/21/2003 3/31/2006
Kleinwort Benson Channel Islands Holdings Limited Subsidary 12/15/2003 11/17/2005
Bilfinger Berger Ag Subsidary 7/9/2004 6/10/2005
Lsf Loan Solutions Frankfurt Gmbh Subsidary 3/1/2003 3/9/2005
Dresdner Pension Fund Holdings Llc Subsidary 12/14/2001 2/11/2005
Annex Capital Partners Llc Subsidary 9/20/2004 10/29/2004
Annex Holdings I Lp Subsidary 9/20/2004 10/29/2004
Rcm Us Holdings Llc Subsidary 6/11/1998 9/28/2004
Drkw Holdings, Inc. Subsidary 7/15/2003 9/28/2004
Fgi Frankfurter Gesellschaft Fur Industriewerte Mbh Subsidary 12/31/1987 7/9/2004
Dresdner Kleinwort Wasserstein Group, Inc. Subsidary 1/4/2001 6/19/2003
Dresdner Bank Gestions France Subsidary 12/26/1989 3/14/2003
Zweite Herakles Beteiligungs-Gesellschaft Mbh & Co. Kg Subsidary 11/16/2000 12/30/2001
Mg Technologies Ag Subsidary 4/14/1987 8/31/2001
Dyckerhoff Aktiengesellschaft Subsidary 12/31/1995 8/31/2001
Allgemeine Leasing Gmbh Subsidary 2/11/1992 8/31/2001
Kommanditgesellschaft Allgemeine Leasing Gmbh & Co. Subsidary 2/11/1992 8/31/2001
Detecon Gmbh Subsidary 12/31/1996 8/31/2001
Tvm Techno Venture Management Iii Gmbh & Co. Beteiligungs-Kg Subsidary 12/20/1996 8/31/2001
Bdw Beteiligungsgesellschaft Fur Die Deutsche Wirtschaft Mbh & Co. Kg Subsidary 5/17/1999 8/31/2001
Dritte Herakles Beteiligungs-Gesellschaft Mbh & Co. Kg Subsidary 12/31/1999 8/31/2001
Neunte Herakles Beteiligungs - Gesellschaft Mbh & Co. Kg Subsidary 12/31/1999 8/31/2001
Zweite Herakles Beteiligungs-Gesellschaft Mbh & Co. Kg Subsidary 12/31/1999 11/15/2000
Brokertec Global, L.L.C. Subsidary 10/18/1999 10/22/2000
Achte Herakles Beteiligungs - Gesellschaft Mbh & Co. Kg Subsidary 12/31/1999 6/13/2000
German-American Securities Corp. Subsidary 12/31/1980 3/27/2000
Heidelberger Zement Aktiengesellschaft Subsidary 12/31/1995 12/30/1999
Allianz Se Subsidary 12/31/1980 12/30/1999
Munchener Ruckversicherungs-Gesellschaft Aktiengesellschaft In Munchen Subsidary 12/31/1980 12/30/1999
Bayerische Motoren Werke Ag Subsidary 12/31/1995 12/30/1999
Deutsche Lufthansa Ag Subsidary 1/1/1990 12/30/1999
Fresenius Ag Subsidary 1/1/1993 12/30/1999
Buderus Aktiengesellschaft Subsidary 6/17/1994 6/14/1999
Continental Aktiengesellschaft Subsidary 1/1/1994 5/19/1999
Rcm Capital Management Llc Subsidary 6/14/1996 12/29/1998
Fleet Overseas Asset Management, Inc. Subsidary 1/24/1989 10/8/1998
Hapag-Lloyd Aktiengesellschaft Subsidary 12/31/1987 3/3/1998
Preussag Aktiengesellschaft Subsidary 1/1/1990 2/10/1998
Gfc Gesellschaft Fur Chemiewerte Mbh Subsidary 12/31/1980 12/8/1997
Fuchs Petrolub Aktiengesellschaft Oel & Chemie Subsidary 12/31/1995 8/31/1997
Dresdner-Ny Incorporated Subsidary 9/3/1996 5/2/1997
Dresdner Pension Fund Holdings Llc Subsidary 12/31/1996 1/16/1997
Detecon Gmbh Subsidary 8/18/1994 12/30/1996
Dresdner Securities (Usa) Inc. Subsidary 1/1/1994 8/31/1996
Heidelberger Zement Aktiengesellschaft Subsidary 1/1/1991 12/30/1995
Dyckerhoff Aktiengesellschaft Subsidary 12/31/1980 12/30/1995
Bayerische Motoren Werke Ag Subsidary 6/25/1984 12/30/1995
Fuchs Petrolub Aktiengesellschaft Oel & Chemie Subsidary 12/31/1991 12/30/1995
Dynamit Nobel Aktiengesellschaft Subsidary 12/31/1992 7/31/1995
Vereinigte Schmirget- Und Maschinen-Fabriken Ag Subsidary 12/31/1980 6/30/1995
Amb Aachener Und Muenchener Beteiligungs-Aktiengesellschaft Subsidary 11/1/1991 12/31/1994
Stella Automobil-Beteiligungsgesellschaft Mbh Subsidary 10/1/1993 12/31/1994
Adela Investment Company, S.A. Subsidary 12/31/1992 9/24/1994
Banque Sudameris S.A. Subsidary 5/18/1982 4/12/1994
Dresdner Securities (Usa) Inc. Subsidary 12/31/1980 12/31/1993
Gmw Gesellschaft Fur Metallwerte Mbh Subsidary 12/1/1982 12/21/1993
Stern Automobil-Beteilgungsgesellschaft Gmbh Subsidary 12/31/1980 9/30/1993
Precision Coil Products Inc. Subsidary 6/11/1992 9/30/1993
Neuma Vermogensverwaltungsgesellschaft Mbh Subsidary 12/9/1991 6/23/1993
Adela Investment Company, S.A. Subsidary 10/29/1981 12/30/1992
Fgb Frankfurter Gesellschaft Fur Bauwerte Mbh Subsidary 12/31/1989 12/23/1992
Translant Inc. Subsidary 12/8/1989 4/21/1992
Amb Aachener Und Muenchener Beteiligungs-Aktiengesellschaft Subsidary 12/31/1987 10/31/1991
Victoria Holding Ag Subsidary 12/31/1989 12/30/1990
Krauss-Maffei Ag Subsidary 8/26/1985 12/31/1989
Heidelberger Zement Aktiengesellschaft Subsidary 12/31/1980 12/30/1989
Edesa S.A. Subsidary 5/26/1981 12/18/1989
Wayss & Freytag Aktiengesellschaft Subsidary 12/31/1980 2/7/1989
Gestra Ag Subsidary 12/31/1983 12/23/1988
Amb Aachener Und Muenchener Beteiligungs-Aktiengesellschaft Subsidary 12/18/1987 12/30/1987
Hapag-Lloyd Aktiengesellschaft Subsidary 12/31/1980 12/30/1987
Fgi Frankfurter Gesellschaft Fur Industriewerte Mbh Subsidary 12/31/1981 12/30/1987
Gesellschaft Fur Elektrowerte Mbh Subsidary 12/31/1984 8/23/1985
Dresdner Bank Luxembour Sa Subsidary 12/31/1980 10/31/1984
Pittler Maschinenfabrik Aktiengesellschaft Subsidary 12/31/1980 11/2/1983
Mg Technologies Ag Subsidary 12/31/1980 12/30/1982
Bilfinger Berger Ag Subsidary 12/31/1980 12/30/1981
Acquisitions & Mergers Role Assets Acct Method Type Transaction Date
Commerzbank Aktiengesellschaft Buyer Discontinued 5/12/2009
Fgi Frankfurter Gesellschaft Fur Industriewerte Mbh Seller Discontinued 7/10/2004