| Relationships | Role | Relationship Start | Relationship End |
| Bofa Global Capital Management Group, Llc | Parent | 3/1/2002 | 9/29/2005 |
| Fleet National Bank | Parent | 3/1/2000 | 2/28/2002 |
| Fleet National Bank | Parent | 12/10/1997 | 2/29/2000 |
| Newport Private Equity Asia, Inc. | Subsidary | 3/31/2003 | 9/29/2005 |
| Bofa Distributors, Inc. | Subsidary | 4/1/2003 | 9/29/2005 |
| Crown Point Trust Company | Subsidary | 10/31/2002 | 8/1/2005 |
| Alphatrade Inc. | Subsidary | 4/1/2003 | 6/25/2004 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Bofa Advisors, Llc | Buyer | Discontinued | 9/30/2005 | ||
| Crabbe Huson Group, Inc. | Seller | Discontinued | 9/1/2003 | ||
| Newport Pacific Management, Inc. | Seller | Discontinued | 4/2/2003 | ||
| Colonial Management Associates, Inc. | Seller | Discontinued | 4/1/2003 | ||
| Fleet Investment Advisors Inc. | Seller | Discontinued | 4/1/2003 | ||
| Liberty Advisory Services Corp. | Seller | Discontinued | 4/1/2003 | ||
| Stein Roe & Farnham Incorporated | Seller | Discontinued | 4/1/2003 | ||
| Columbia Funds Management Company | Seller | Discontinued | 10/31/2002 |