| Relationships | Role | Relationship Start | Relationship End |
| One Wall Street Holdings Llc | Parent | 5/31/2002 | 12/30/2003 |
| Bny Clearing Services Holdings, Llc | Parent | 11/2/1998 | 12/30/2003 |
| One Wall Street Corporation | Parent | 2/7/2001 | 5/30/2002 |
| Everen Securities Holdings, Inc. | Parent | 10/1/1999 | 2/7/2001 |
| One Wall Street Corporation | Parent | 11/2/1998 | 2/6/2001 |
| Bny Sapphire Llc | Subsidary | 1/1/2001 | 1/1/2001 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Pershing Llc | Buyer | Discontinued | 12/31/2003 | ||
| Bny Sapphire Llc | Seller | Discontinued | 1/2/2001 |