| Relationships | Role | Relationship Start | Relationship End |
| Bmo Financial Corp. | Parent | 7/25/2012 | |
| Bmo Capital Markets Equity Group (U.S.), Inc. | Parent | 6/30/2007 | 7/24/2012 |
| Bmo Capital Markets Equity Group (U.S.), Inc. | Parent | 12/23/1996 | 6/29/2007 |
| Halyard Advisors, Llc | Subsidary | 12/31/2014 | |
| Bmo Nesbitt Burns Employee Co-Investment Fund I Management (U.S.), Inc. | Subsidary | 12/31/2014 | |
| Insco Intermediate Holdings, Llc | Subsidary | 12/31/2014 | 6/1/2016 |
| Harriscorp Capital Corporation | Subsidary | 8/31/2001 | 12/30/2004 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Bmo Capital Markets Equity Investments (U.S.), Inc. | Seller | Discontinued | 7/25/2012 | ||
| M&I Private Equity Group Ii, Llc | Seller | Discontinued | 4/23/2012 | ||
| M&I Private Equity Group, Llc | Seller | Discontinued | 4/9/2012 | ||
| Harriscorp Capital Corporation | Seller | Discontinued | 12/31/2004 |