| Relationships | Role | Relationship Start | Relationship End |
| Banc One Capital Holdings Corporation | Parent | 1/1/1995 | 6/30/2006 |
| Bank One Corporation | Parent | 12/19/1994 | 12/31/1994 |
| Banc One Investor Services Corporation | Parent | 12/31/1987 | 12/18/1994 |
| Bank One Corporation | Parent | 9/23/1985 | 12/30/1987 |
| Chase Investment Services Corp. | Subsidary | 7/8/2005 | 6/30/2006 |
| First Security Brokerage Company Of Kentucky | Subsidary | 8/22/1992 | 6/21/1993 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Banc One Securities Llc | Buyer | Discontinued | 7/1/2006 | ||
| Wingspan Investment Services, Inc. | Seller | Discontinued | 10/22/2001 | ||
| Premier Securities Corporation | Seller | Discontinued | 11/15/1996 | ||
| Banc One Arizona Investment Services Corporation | Seller | Discontinued | 2/1/1996 |