| Relationships | Role | Relationship Start | Relationship End |
| Bank Of New York Mellon Corporation, The | Parent | 7/1/2007 | |
| Bank Of New York Company, Inc., The | Parent | 11/29/2006 | 6/30/2007 |
| Convergex Holdings, Llc | Subsidary | 11/29/2006 |
| Relationships | Role | Relationship Start | Relationship End |
| Bank Of New York Mellon Corporation, The | Parent | 7/1/2007 | |
| Bank Of New York Company, Inc., The | Parent | 11/29/2006 | 6/30/2007 |
| Convergex Holdings, Llc | Subsidary | 11/29/2006 |