| Relationships | Role | Relationship Start | Relationship End |
| H.D. Vest, Inc. | Parent | 9/30/2005 | 10/3/2011 |
| Wells Fargo Bank, National Association | Parent | 2/20/2004 | 9/29/2005 |
| Wells Fargo Bank Minnesota, National Association | Parent | 7/2/2001 | 2/19/2004 |
| Relationships | Role | Relationship Start | Relationship End |
| H.D. Vest, Inc. | Parent | 9/30/2005 | 10/3/2011 |
| Wells Fargo Bank, National Association | Parent | 2/20/2004 | 9/29/2005 |
| Wells Fargo Bank Minnesota, National Association | Parent | 7/2/2001 | 2/19/2004 |