| Relationships | Role | Relationship Start | Relationship End |
| Convergex Group, Llc | Parent | 6/30/2007 | |
| Convergex Group, Llc | Parent | 12/1/2006 | 6/29/2007 |
| The Bank Of New York Mellon | Parent | 5/19/2000 | 11/30/2006 |
| Bank Of New York Company, Inc., The | Parent | 2/26/1998 | 5/18/2000 |
| Lynch, Jones & Ryan, Inc. | Subsidary | 7/1/2005 | 8/31/2006 |
| Bny Direct Execution Inc. | Subsidary | 6/14/2002 | 5/2/2004 |
| B-Trade Services Llc | Subsidary | 3/13/1998 | 5/4/1998 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| G-Trade Services Llc | Seller | Discontinued | 4/1/2015 | ||
| Liquidpoint, Llc | Seller | Discontinued | 12/2/2014 | ||
| Lynch, Jones & Ryan, Inc. | Seller | Discontinued | 9/1/2006 | ||
| Bny Direct Execution Inc. | Seller | Discontinued | 5/3/2004 | ||
| Bny Brokerage, Inc. | Seller | Discontinued | 7/1/1998 | ||
| Bny Brokerage Holdings Ii, Inc. | Seller | Discontinued | 3/13/1998 |