| Relationships | Role | Relationship Start | Relationship End |
| Bny Capital Markets Holdings, Inc. | Parent | 6/30/2007 | 5/4/2008 |
| Bny Capital Markets Holdings, Inc. | Parent | 9/3/1996 | 6/29/2007 |
| The Bank Of New York Mellon | Parent | 2/27/1996 | 9/2/1996 |
| Bny National Trust Tfi S.A. | Subsidary | 2/9/2006 | 5/4/2008 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Bny Mellon Capital Markets, Llc | Buyer | Discontinued | 5/5/2008 | ||
| Bny Associates Incorporated | Seller | Discontinued | 3/19/1996 |