| Relationships | Role | Relationship Start | Relationship End |
| The Bank Of New York Mellon | Parent | 5/19/2000 | 2/1/2008 |
| Bank Of New York Company, Inc., The | Parent | 5/5/1998 | 5/18/2000 |
| Convergex Execution Solutions Llc | Parent | 3/13/1998 | 5/4/1998 |
| Relationships | Role | Relationship Start | Relationship End |
| The Bank Of New York Mellon | Parent | 5/19/2000 | 2/1/2008 |
| Bank Of New York Company, Inc., The | Parent | 5/5/1998 | 5/18/2000 |
| Convergex Execution Solutions Llc | Parent | 3/13/1998 | 5/4/1998 |